-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ShklAXaaRdImq/rD+HJ61Dszb5KstiOdI7BSXlinFa3NjPEcSh/dI2oCLMPh6PYj fwXn16widuDnSKBVeGGLxw== 0000950005-06-000050.txt : 20060207 0000950005-06-000050.hdr.sgml : 20060207 20060206204608 ACCESSION NUMBER: 0000950005-06-000050 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060207 DATE AS OF CHANGE: 20060206 GROUP MEMBERS: ANN L. WINBLAD GROUP MEMBERS: HUMMER WINBLAD EQUITY PARTNERS III, L.L.C. GROUP MEMBERS: HUMMER WINBLAD TECHNOLOGY FUND III, L.P. GROUP MEMBERS: HUMMER WINBLAD VENTURE PARTNERS III, L.P. GROUP MEMBERS: JOHN R. HUMMER GROUP MEMBERS: MARK GORENBERG SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KNOT INC CENTRAL INDEX KEY: 0001062292 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-NONSTORE RETAILERS [5960] IRS NUMBER: 133895178 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58021 FILM NUMBER: 06583429 BUSINESS ADDRESS: STREET 1: 462 BROADWAY 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2122198555 MAIL ADDRESS: STREET 1: 462 BROADWAY, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HUMMER WINBLAD VENTURE PARTNERS III LP CENTRAL INDEX KEY: 0001083548 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 943272225 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2 SOUTH PARK 2ND FL CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 4159799600 MAIL ADDRESS: STREET 1: HUMMER WINBLAD VENTURE PARTNERS III LP STREET 2: 2 SOUTH PARK 2ND FL CITY: SAN FRANCISCO STATE: CA ZIP: 94107 SC 13G/A 1 p19646_13ga.txt SCHEDULE 13G/A #2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No 2)* The Knot, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 499184 10 9 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2005 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 11 Pages Exhibit Index Contained on Page 10 - -------------------------------- ----------------------------- CUSIP NO. 499184 10 9 13 G Page 2 of 11 Pages - -------------------------------- ----------------------------- - ------------ ------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Hummer Winblad Venture Partners III, L.P. Tax ID Number: - ------------ ------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) [X] - ------------ ------------------------------------------------------------------- 3 SEC USE ONLY - ------------ ------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ ------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 shares. SHARES -------- ------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH REPORTING 0 shares. PERSON -------- ------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 0 shares. -------- ------------------------------------- 8 SHARED DISPOSITIVE POWER 0 shares. - ------------------------------------ -------- ---------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ------------ ------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------ ------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - ------------ ------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON PN - ------------ ------------------------------------------------------------------- - -------------------------------- ----------------------------- CUSIP NO. 499184 10 9 13 G Page 3 of 11 Pages - -------------------------------- ----------------------------- - ------------ ------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Hummer Winblad Technology Fund III, L.P. Tax ID Number: - ------------ ------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) [X] - ------------ ------------------------------------------------------------------- 3 SEC USE ONLY - ------------ ------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ ------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 shares. SHARES -------- ------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH REPORTING 0 shares. PERSON -------- ------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 0 shares. -------- ------------------------------------- 8 SHARED DISPOSITIVE POWER 0 shares. - ------------------------------------ -------- ---------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ------------ ------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------ ------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - ------------ ------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON PN - ------------ ------------------------------------------------------------------- - -------------------------------- ----------------------------- CUSIP NO. 499184 10 9 13 G Page 4 of 11 Pages - -------------------------------- ----------------------------- - ------------ ------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Hummer Winblad Equity Partners III, L.L.C. Tax ID Number: - ------------ ------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) [X] - ------------ ------------------------------------------------------------------- 3 SEC USE ONLY - ------------ ------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ ------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 shares. SHARES -------- ------------------------------------- BENEFICIALLY 6 SHARED DISPOSITIVE POWER OWNED BY EACH REPORTING 0 shares. PERSON -------- ------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 0 shares. -------- ------------------------------------- 8 SHARED DISPOSITIVE POWER 0 shares. - ------------------------------------ -------- ---------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ------------ ------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------ ------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - ------------ ------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON OO - ------------ ------------------------------------------------------------------- - -------------------------------- ----------------------------- CUSIP NO. 499184 10 9 13 G Page 5 of 11 Pages - -------------------------------- ----------------------------- - ------------ ------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John R. Hummer Tax ID Number: - ------------ ------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) [X] - ------------ ------------------------------------------------------------------- 3 SEC USE ONLY - ------------ ------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------ ------------------------------------------------------------------- 5 SOLE VOTING POWER 0 shares NUMBER OF -------- ------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 0 shares. OWNED BY EACH REPORTING -------- ------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 0 shares -------- ------------------------------------- 8 SHARED DISPOSITIVE POWER 0 shares. - ------------------------------------ -------- ---------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ------------ ------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------ ------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - ------------ ------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON IN - ------------ ------------------------------------------------------------------- - -------------------------------- ----------------------------- CUSIP NO. 499184 10 9 13 G Page 6 of 11 Pages - -------------------------------- ----------------------------- - ------------ ------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Ann L. Winblad Tax ID Number: - ------------ ------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) [X] - ------------ ------------------------------------------------------------------- 3 SEC USE ONLY - ------------ ------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------ ------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 15,000 shares. SHARES -------- ------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH REPORTING 0 shares. PERSON -------- ------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 15,000 shares. -------- ------------------------------------- 8 SHARED DISPOSITIVE POWER 0 shares. - ------------------------------------ -------- ---------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,000 - ------------ ------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------ ------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.1% - ------------ ------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON IN - ------------ ------------------------------------------------------------------- - -------------------------------- ----------------------------- CUSIP NO. 499184 10 9 13 G Page 7 of 11 Pages - -------------------------------- ----------------------------- - ------------ ------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Mark Gorenberg Tax ID Number: - ------------ ------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) [X] - ------------ ------------------------------------------------------------------- 3 SEC USE ONLY - ------------ ------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------ ------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 shares. SHARES -------- ------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH REPORTING 0 shares. PERSON -------- ------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 0 shares. -------- ------------------------------------- 8 SHARED DISPOSITIVE POWER 0 shares. - ------------------------------------ -------- ---------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ------------ ------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------ ------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - ------------ ------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON IN - ------------ ------------------------------------------------------------------- - -------------------------------- ----------------------------- CUSIP NO. 499184 10 9 13 G Page 8 of 11 Pages - -------------------------------- ----------------------------- This Amendment No. 2 amends the previous statement on Schedule 13G filed by Hummer Winblad Venture Partners III, L.P., Hummer Winblad Technology Fund III, L.P., Hummer Winblad Equity Partners III, LLC, John R. Hummer, Ann L. Winblad, and Mark Gorenberg. Only those items as to which there has been a change are included in this Amendment No. 2. ITEM 4. OWNERSHIP --------- The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 2005: (a) Amount beneficially owned: -------------------------- See Row 9 of cover page for each Reporting Person. (b) Percent of Class: ----------------- See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which such person has: --------------------------------------------- (i) Sole power to vote or to direct the vote: ----------------------------------------- See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct the vote: ------------------------------------------- See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to direct the disposition of: -------------------------------------------------- See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to direct the disposition of: -------------------------------------------------- See Row 8 of cover page for each Reporting Person. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS -------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [X] Yes - -------------------------------- ----------------------------- CUSIP NO. 499184 10 9 13 G Page 9 of 11 Pages - -------------------------------- ----------------------------- SIGNATURES ---------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 1, 2006 /s/ John R. Hummer ---------------------------------------------- John R. Hummer, individually, and on behalf of HWVP III, in his capacity as a managing member of HWEP III, the general partner of HWVP III, on behalf of HWTF III, in his capacity as a managing member of HWEP III, the general partner of HWTF III, and on behalf of HWEP III in his capacity as a managing member thereof. /s/ Ann L. Winblad ---------------------------------------------- Ann L. Winblad /s/ Mark Gorenberg ---------------------------------------------- Mark Gorenberg - -------------------------------- ----------------------------- CUSIP NO. 499184 10 9 13 G Page 10 of 11 Pages - -------------------------------- ----------------------------- EXHIBIT INDEX ------------- Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Agreement of Joint Filing 11 - -------------------------------- ----------------------------- CUSIP NO. 499184 10 9 13 G Page 11 of 11 Pages - -------------------------------- ----------------------------- EXHIBIT A --------- Agreement of Joint Filing ------------------------- The Reporting Persons hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of The Knot, Inc. shall be filed on behalf of each of the Reporting Persons. Note that copies of the applicable Agreement of Joint Filing are already on file with the appropriate agencies. -----END PRIVACY-ENHANCED MESSAGE-----